Managers/Private credit/New York/Broadriver Asset Management

Broadriver Asset Management

Broadriver Asset Management is a private credit and private equity manager in New York, NY. It is registered with the SEC as an investment adviser with $2.3B in regulatory assets and 19 staff. It has 4 funds on file, the latest reported in June 2026.

Funds on file
4
Raised, all funds
$764M
Regulatory assets
$2.3B
Staff
19
Pension investors
1
See the adviser's own filing →

Latest fund filing

Funds

DateFundTypeRaisedTarget
Jun 2026 BroadRiver Life Settlements Credit Fund II LP Private credit $584M $584M
Nov 2023 AXL Wealth Group, LP Private equity $0 $125M
Aug 2022 BroadRiver IV Laguna 2022 LP Private equity $30M $30M
May 2022 BroadRiver IV LP Private equity $150M $800M

Adviser record

RegistrationRegistered with the SEC as an investment adviser.
Regulatory assets$2.3B
Employees19
Clients9 private funds.
Control personsLisa Chun, David Louie, Andrew, Howard Plevin, Philip, Joseph Siller.
Private funds9 private funds holding $1.8B in gross assets.

Private funds it reports

FundTypeGross assets
Broadriver Iii Other $902.8M
Broadriver IV Other $322M
Broadriver Ii-a Other $130.7M
Axl Wealth Group Private equity $119.1M
Broadriver II Other $103.8M
Broadriver Life Settlements Credit Fund I Other $81.5M
Diamond LS I Other $43M
Broadriver IV Laguna 2022 Other $41.1M
Broadriver Litigation Finance I Private equity $18.5M